
Gladstone Investment Corporation
GAIN · NASDAQ · Financial Services / Asset Management
Price History
Full chartMarket Stats
About
Gladstone Investment Corporation is business development company, specializes in lower middle market, mature stage, buyouts; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated notes; junior subordinated debt securities such as subordinated notes and mezzanine loans; limited liability company interests, and warrants or options. The fund does not invest in start-ups. The fund seeks to invest in manufacturing, consumer products and business/consumer services sector. It seeks to invest in small and mid-sized companies based in the United States. The fund prefers to make debt investments between $5 million and $30 million and equity investments between $10 million and $40 million in companies. The fund invests in companies with EBITDA from $4 million to $15 million. It seeks minority equity ownership and prefers to hold a board seat in its portfolio companies. It also prefers to take majority stake in its portfolio companies. The fund typically holds the investments for seven years and exits via sale or recapitalization, initial public offering, or sale to third party.
Company Details
- SectorFinancial Services
- IndustryAsset Management
- CEOMr. David A. R. Dullum
- Employees0
- Headquarters1521 Westbranch Drive, McLean, VA, United States, 22102, USA
- Websitehttps://www.gladstoneinvestment.com
Leadership
- Mr. David A. R. DullumCEO & President · b. 1948
- Mr. Taylor RitchieCFO & Treasurer · b. 1990
- Mr. John SateriChief Investment Officer
- Mr. Michael Bernard LiCalsi Esq., J.D.Chief Administrative Officer, Co-General Counsel & Co-Secretary · b. 1970
- Ms. Paula NovaraHead of Resources Management & Director · b. 1970
- Ms. Erika HighlandExecutive Vice President
- Mr. Christopher J. LeeExecutive Vice President
- Ms. Jennifer A. SmithChief Valuation Officer
- Mr. Daniel CrumpDirector
- Mr. Mitchell GrantDirector
Financials
Income Statement
Balance Sheet
Cash Flow
Earnings
Key Statistics & Ratios
Analyst Ratings
- Strong Buy3
- Hold2
Ownership Breakdown
- Institutions
- 17.91%
- Insiders
- 2.26%
- Retail / Other
- 79.83%
Top Institutional Holders
- Melia Wealth LLC1.07M2.69%
- UBS Group AG732.23K1.84%
- Van Eck Associates Corporation591.93K1.49%
- Two Sigma Investments LLC584.11K1.47%
- Morgan Stanley - Brokerage Accounts338.07K0.85%
- Legal & General Group PLC300.70K0.76%
- PFG Advisors236.63K0.59%
- BlackRock Inc207.40K0.52%
- Outfitter Financial LLC203.37K0.51%
- LPL Financial Corp187.44K0.47%
- Blair William & Co143.68K0.36%
- Davenport & Company LLC142.53K0.36%
- Tudor Investment Corp Et AL120.96K0.30%
- Legacy Capital Wealth Partners, LLC113.83K0.29%
- Advisors Asset Management108.97K0.27%
- Squarepoint Ops LLC103.51K0.26%
- Atlantic Union Bankshares Corp96.66K0.24%
- Advisor Group Holdings, Inc.95.25K0.24%
Top Fund Holders
- VanEck BDC Income ETF782.53K1.97%
- iShares Listed Private Eq ETF USD Dist150.55K0.38%