
Prospect Capital Corporation
PSEC · NASDAQ · Financial Services / Asset Management
Price History
Full chartMarket Stats
About
Prospect Capital Corporation is a Private Equity, Private Debt and business development company. It specializes in middle market, lower-middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations, cash flow term loans, market place lending and bridge transactions. It also makes real estate investments particularly in multi-family residential real estate asset class. The fund makes secured debt, senior debt, senior and secured term loans, unitranche debt, first-lien and second lien, private debt, private equity, mezzanine debt, and equity investments in private and microcap public businesses. It focuses on both primary origination and secondary loans/portfolios and invests in situations like debt financings for private equity sponsors, acquisitions, dividend recapitalizations, growth financings, bridge loans, cash flow term loans, real estate financings/investments. It also focuses on investing in small-sized and medium-sized private companies rather than large public companies. The fund typically invests across all industry sectors, with a particular expertise in the energy and industrial sectors. It invests in aerospace and defense, chemicals, conglomerate services, consumer services, ecological, electronics, financial services, machinery, manufacturing, media, pharmaceuticals, retail, software, specialty minerals, textiles and leather, transportation, oil and gas production, coal production, materials, industrials, consumer discretionary, information technology, utilities, pipeline, storage, power generation and distribution, renewable and clean energy, oilfield services, healthcare, food and beverage, education, business services, and other select sectors. It prefers to invest in the United States and Canada. The fund seeks to invest between $10 million to $500 million per transaction in companies with EBITDA
Company Details
- SectorFinancial Services
- IndustryAsset Management
- CEOMr. John Francis Barry III, J.D.
- Employees0
- Headquarters10 East 40th Street, New York, NY, United States, 10016, USA
- Websitehttps://www.prospectstreet.com
Leadership
- Mr. John Francis Barry III, J.D.Chairman of the Board & CEO · b. 1952
- Mr. Michael Grier EliasekPresident & COO · b. 1974
- Mr. Al FaellaChief Technology Officer
- Ms. Daria BeckerMD & Head of Administration
- Ms. Rosa Mark-BrownVP of Human Resources
- Mr. Bart J. deBie J.D.Managing Director · b. 1973
- Mr. David L. BelzerManaging Director · b. 1969
- Mr. David MoszerManaging Director
- Mr. Steven Stone CPAChief Credit Officer
- Mr. Robert Melman CPAManaging Director
Financials
Income Statement
Balance Sheet
Cash Flow
Earnings
Key Statistics & Ratios
Analyst Ratings
- Strong Sell1
Ownership Breakdown
- Institutions
- 18.18%
- Insiders
- 25.93%
- Retail / Other
- 55.89%
Top Institutional Holders
- Two Sigma Investments LLC14.08M2.75%
- Private Management Group Inc13.54M2.64%
- Van Eck Associates Corporation7.30M1.42%
- UBS Group AG5.47M1.07%
- Marshall Wace Asset Management Ltd4.75M0.93%
- Gendell Jeffrey L4.01M0.78%
- Legal & General Group PLC3.64M0.71%
- Independent Financial Group, LLC3.46M0.67%
- Morgan Stanley - Brokerage Accounts2.45M0.48%
- Susquehanna International Group, LLP1.70M0.33%
- BlackRock Inc1.57M0.31%
- GraniteShares Advisors LLC1.09M0.21%
- LPL Financial Corp951.56K0.19%
- Commonwealth Equity Services, LLC762.76K0.15%
- Tudor Investment Corp Et AL709.30K0.14%
- Naviter Wealth, LLC656.53K0.13%
Top Fund Holders
- VanEck BDC Income ETF7.29M1.53%
- Putnam BDC Income ETF1.82M0.38%
- iShares Listed Private Eq ETF USD Dist1.31M0.27%
- GraniteShares HIPS US High Income ETF1.20M0.25%